Guide to SEC Whistleblower Program published by Whistleblower lawyer David J. Marshall
June 27, 2011 - 1 Comment
David J. Marshall, a partner at Katz, Marshall & Banks, LLP, has published a comprehensive SEC Whistleblower guide outlining the rules that empower insiders to earn substantial monetary awards for reporting securities violations to the Securities and Exchange Commission. Since the passage of the Sarbanes-Oxley Act in 2002, Marshall has successfully represented many employees of public companies [...]
Anxiety grows as CFTC and SEC stall on new rules for derivatives trading
June 8, 2011 - Comments Off
Anxieties are mounting in the derivatives market and the connected legal community as it becomes increasingly evident that the Commodities Futures Trading Commission (“CFTC”) and the Securities and Exchange Commission (“SEC”) will not have the new regulatory rules for that market completed by July 16, the day they are required to go into effect by [...]